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Rivals will be waiting to seize on any changes that may irk some 4,400 representatives poised to operate under a new parent IBD network.
January 6
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Kimberly Anderson is a senior manager with UHY based in St. Louis and serves on the Technology Risk and Compliance group. Anderson has 20 years of experience in information technology consulting, including audit, SOC reporting, PCI compliance, DR/BCP and cybersecurity.
January 6
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David Barton is a managing director with UHY based in Atlanta, and serves as leader in the internal audit, risk & compliance and management & technology consulting groups. He has more than 25 years of practical experience in information systems and technology risk and controls.
Kimberly Anderson is a senior manager with UHY based in St. Louis and serves on the technology risk and compliance group. Anderson has 20 years of experience in information technology consulting, including audit, SOC reporting, PCI compliance, DR/BCP and cybersecurity.
January 6
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Managers of the funds became increasingly involved with private debt last year; boosting their median allocation to 2.9% from 2.1%, data show.
January 6
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The record level of transactions — as well as long-term industry shifts — often prompt advisors and other wealth management professionals to assess their options.
January 6
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Mariner Wealth Advisors adds to its string of acquisitions, buying two tax practices.
January 5
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Several former high-level Wells Fargo executives are under criminal investigation in connection with the bank's fake-account scandal and could be indicted as soon as this month.
January 4
