-
The wirehouse is also simplifying its small household policy and boosting its emphasis on financial plans.
November 19
-
As this firm founder took stock, he realized his needs had changed over time.
November 19
Retirement Matters -
-
Self-directed brokerage accounts at the firm hold about 20% of their portfolios in cash.
November 19
-
Barry C. Melancon is the CEO of the Association of International Certified Professional Accountants, the most influential body of professional accountants in the world with 650,000 members and students. Formed in 2017, it combines the strengths of The Chartered Institute of Management Accountants (CIMA) and the American Institute of CPAs (AICPA), which Melancon also leads as president and CEO.
November 19
-
Technology can speed up the planning process, but advisors still need to smartly allocate human resources.
November 19
-
The firm also opened a new branch office to house its recruits.
November 19
-
The firm hasn’t made any decisions about advisor retention bonuses, but some top shareholders will earn tens of millions of dollars once the deal closes.
November 19
-
SEC Commissioner Robert Jackson Jr. said his office studied 15 years of data to assess how the firms utilized their power on hundreds of proposals.
November 19
-
“The market is actually using proxies for understanding ESG data,” says BlackRock’s global head of sustainable investing.
November 19
