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The Wall Street giant has built an automated advice platform and is considering how to release it to the mass affluent market.

The wirehouse is making changes ahead of an expected wave of baby boomer departures.

Katie Piazza is an associate at Baker & McKenzie LLP. She focuses on state and local income tax, sales and use tax, property tax, payroll tax, personal income tax and unclaimed property. She represents clients in all aspects of state and local tax, including controversy, litigation, planning and restructuring matters.

With an average gain of nearly 40%, the following mutual funds and ETFs are narrowly invested in the most attractive segments of the market.

David Pope is a partner at Baker & McKenzie LLP. He focuses on state and local income tax, sales and use tax, property tax, payroll tax, personal income tax and unclaimed property. He represents clients in all aspects of state and local tax, including controversy, litigation, planning and restructuring matters.

Opportunities to win UHNW clients abound, but so do challenges, experts tell advisors at the Schwab Impact conference.

Daniel J. Healy is a partner in Anderson Kill's Washington, D.C. office. He started his career with Anderson Kill and then served over five years as a Trial Attorney with the U.S. Department of Justice, Tax Division. He appeared as lead trial counsel in federal and state courts across the country, received numerous Outstanding Attorney awards and served as the E-Discovery Coordinator for the Tax Division.

Mark DiMichael, a partner in the valuation and forensic services department of Citrin Cooperman, specializes in litigation support and valuation services. His areas of expertise include divorce litigation, economic damages analysis, fraud investigation, cryptocurrency, white collar criminal defense, and business appraisals.

Daniel J. Healy is a partner in Anderson Kill's Washington, D.C. office. He started his career with Anderson Kill and then served over five years as a Trial Attorney with the U.S. Department of Justice, Tax Division. He appeared as lead trial counsel in federal and state courts across the country, received numerous Outstanding Attorney awards and served as the E-Discovery Coordinator for the Tax Division.

As the college savings vehicle grows in popularity, regulator up scrutiny of brokerages’ recommendations to clients.

An extension from the agency comes amid warnings from brokerages that breaking out stock and bond analysis would threaten their own research businesses.