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The firm’s fixed income and currencies trading unit head is among the high-profile executives to leave, according to people familiar with the matter.

A trip to the future brought the unexpected, such as the death of advisor marketing and AI-driven monitoring of client finances.

Having ‘fessed up to improper 12b-1 fee disclosures, dually registered advisors might still be excluded by FINRA.

Since Wells Fargo’s phony-accounts scandal broke in 2016, the bank has appeared contrite in public. In private, it’s a different story.

Wilson Man serves as Principal Consultant in Liferay’s Global Services division. A seventeen-year veteran of the enterprise software industry, Wilson received his BS in Computer Science & Engineering from the University of California, Davis.

Patrick La Pine is president and CEO of the League of Southeastern Credit Unions, which serves CUs in Florida and Alabama.

A CFP and former NDSU Bison aims to build a planning-based business from the ground up under the IBD’s model.

Vinay Pai is an experienced technology executive with a track record of leading high-performing international organizations and driving technology transformation at scale and business growth globally. As the senior vice president of engineering at Bill.com, he leads the technology teams that develop and deliver the Bill.com product portfolio. Prior to joining Bill.com, he was SVP of engineering at First Data, where he led engineering for the Clover point-of-sale product line. Earlier, Pai held several leadership roles in the small business group during his eight years at Intuit, which he joined as part of the PayCycle acquisition. Most recently, as vice president for Intuit Developer Platform, he led the business segment responsible for the QuickBooks ecosystem of third-party applications and developers. He has also held engineering leadership roles at Cassatt, Sun Microsystems and Schlumberger, and founded a startup on the Apple platform that delivered three products.

Pay has MS electrical engineering, BS electrical engineering and BA computer science degrees from Rice University.

The new hires include two former Raymond James advisors who had spent 21 years at the company.

David Henka is CEO and President of ActiveRADAR, a company specializing in pharmacy cost reduction programs for employers, health plans, and trust funds.