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Seth Robinson is senior director of technology analysis at CompTIA.

Ram Vaidyanathan is an IT security and cyber risk analyst at ManageEngine, a division of Zoho Corp. Ram specializes in areas including how the technology industry is adapting to the changing needs of cyber security and privacy concerns, as well as how companies can best maintain risk management and compliance. Ram possesses a strong technical background with a Bachelor in Engineering and experience in both IT and security, as well as an MBA from York University.

The RIA divisions of Raymond James and RBC are also among the companies that self-reported.

Seniors will face a 20% penalty on top of income taxes if they withdraw funds from a health savings account for non-medical expenses before the age of 65.

Fourth-quarter equity losses stanched client assets at wirehouses, indies and other brokerages — but their stocks are regaining ground after reporting earnings.

The $150M RIA left an IBD they had been in business with for 11 years.

Amy Parvaneh is the CEO of Select Advisors Institute, a brand consulting, leadership development, and consultative sales coaching firm that works with CPA firms.

With help from automated investing platform Motif, five new funds aimed at innovative fields have launched.

Sadie Banks is assistant general counsel and human resources consultant for Engage PEO.