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The former broker bilked more than a dozen former clients over an eight-year period, prosecutors said.

Bert Ely is the principal of Ely & Company, an independent banking consultancy.  He has specialized in banking and financial services issues for over 40 years.

Few dividend-oriented funds use this important metric to find stocks.

Jonathan is the co-founder and CEO of Fitspot, a fully-managed wellness provider. Its wellness approach for companies includes on-site services such as fitness classes, juice bars and biometric screenings.

It's the first regulatory ding for the influential advisor and entrepreneur in almost 15 years.

It would raise enough new revenue to more than restore long-term balance of the program.

The average fee was nearly 20 basis points higher than the top-performer.

About 19% of adults support elderly family members in some way.

The new tools are meant to help advisors manage a growing number of clients in retirement.

The No. 1 IBD plans to offer training and education and team up with reps on outreach to officials.