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Clients need more advice — and advisors must do better analysis before making recommendations.

Darren Hutchinson is head of commercial in the Americas for WorldFirst.

Because most advisors are generalists, up-and-coming planners can seek out almost any niche to explore.

Three African-American industry leaders suggest how to improve diversity and inclusion.

The SEC says the 33% owner of the parent of the IBD network participated in unlawful microcap stock sales resulting in “virtually worthless” investments.

Advisory firms should add this key position to their C-suite, argues CFP Board CEO Kevin Keller.

A quarter of asset management executives pin the blame on organizational culture, according to FIS research.

Tony Warren is EVP and head of strategy and solutions management at FIS.

The lawsuit illustrates the persistence of such accusations among the nation’s more than 600,000 securities brokers.