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Firms are required to verify their procedures are reasonable, but they also must tailor their supervision to individual advisors, and sometimes that means crafting higher level of oversight for some people.

Patrick Conway is president and CEO of the Pennsylvania Credit Union Association

Gregory Breter has been with Unum for more than 23 years. He began his career as a Disability Benefit Specialist and has held various positions within the Benefits Organization throughout this time. He currently has senior management oversight for more than 3,000 employees covering Long Term Disability and Short Term Disability Benefits, Leave Management Organizations, Individual Disability, Long Term Care, Life Benefits and the Customer Experience Center.

Many planners see this exam as a must-have credential. Want to ace it? Have a plan.

Since becoming Franklin Resource's first woman president, Jenny Johnson oversees a majority of the firm’s investment management services.

The Treasury is expected to sell a combined $99 billion of fixed-rate notes this week, in some of its largest offerings since 2010.

Adriana iordan is vice president of product management for 2Checkout.

Paul Wilmore is chief marketing officer of Barclays U.S. consumer business.

Jason Lowmiller is a cybersecurity advocate at Lowmiller Consulting Group and a member of the ISACA.

Selling printer cartridges at age 16, Umesh Trikha took home more than just a paycheck.