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An industry veteran is among the crowd of talent departing firms that have exited the Broker Protocol.

Nick Sorensen is president and chief executive officer at Whistic and a member of the Cloud Security Alliance.

Suffiyan Syed is the applied machine learning strategy lead at SapientRazorfish, a digital transformation consultancy.

Breakaway uncertainty is forcing the RIA to re-evaluate its growth strategies.

Many deductions are likely to disappear if Congress passes the reform bill into law.

If clients set aside a portion of earnings in a 401(k) or IRA, taxes weren't forgiven, just deferred. They'll still owe money to the IRS at some point.

The division expects annual net inflows of 3% to 5% of AUM in the medium term.

Benjamin Tompkins is an attorney at Graves Garrett LLC. As a former Assistant U.S. Attorney in Los Angeles and Department of Justice Tax Division Trial Attorney, he works closely with individuals and companies, providing guidance and counsel in all aspects of civil and criminal litigation.

Bradley Mascho helped Bennett defraud at least 46 investors, including many seniors, the regulator charges.