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Beerud Sheth is founder and CEO of Gupshup.

Quietly, Invesco's robo advisor has scored IBD and brokerage clients.

The mishandling of the two former employees’ complaints, detailed in documents and by former OSHA officials, raises questions about the government’s treatment of whistleblowers throughout the financial services industry.

IRA investors should consider implementing a charitable lead annuity trust when converting some of their funds into Roth to mitigate the tax bite.

Louis Blazer III used client funds to finance 'Mafia the Movie,' according to the complaint.

Melissa Oaks is the managing editor for Checkpoint Catalyst with the Thomson Reuters Tax & Accounting Business. She has a J.D. from Columbia Law School and an LL.M. in Taxation from New York University.

Ken Perez is Vice President of Healthcare Policy for Omnicell, which develops automated healthcare solutions to improve operational efficiency, patient safety and satisfaction. More information about Perez and Omnicell can be found on its web site,

Rebecca Newton-Clarke is a senior editor for Checkpoint Catalyst with the Thomson Reuters Tax & Accounting Business. Previously she was an attorney with the Florida Department of Revenue and worked in PricewaterhouseCoopers’ SALT group in New York City.

Securities America adds 10 advisors in the second recent poach by a Ladenburg Thalmann firm.