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Two of the groups joined the regional firm from Morgan Stanley.

The advisor says he joined the regional broker-dealer to focus on his core business of financial planning.

Shelley Steuer Freeman, the bank's former Los Angeles regional president and head of Consumer Credit Solutions, was barred for refusing to provide FINRA with documents it requested.

Durkin is director of sales and business development at benefitsContinuum.

Jack Jania is senior vice president of strategic alliances for Gemalto.

The company spent $77 million on technology last year, but difficult changes lie ahead.

Dan Rothenberg of UBS says it's given his team an "easier hurdle to be beat rather than a benchmark."

Large-cap equities were the only group of offerings that outperformed their respective benchmark.

The withdrawals can be taken early in the year, late in the year or in installments throughout the year. Each approach has advantages to consider.

Managers can use these methods encourage employees to work together, according to columnist John J. Bowen, Jr.