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This is the second time Jefferies has poached Miami-based adviser talent from the wirehouse.

The former rep refused to comply with a FINRA investigation into allegations that he exercised influence over an elderly woman.

Depending on business mix, some advisers could see a pay cut.

If a farm machine run by one person replaced nine laborers, why wouldn’t that analogy apply to the business of investment advice and asset gathering?

Guy Sullivan is a principal with Fund Forensics, a fintech implemenation firm based in Fairfield, Connecticut, serving asset managers and advisers. He also has been a managing director at Putnam Investments and CEO of OgdenBurr Partners.

Despite hiring pullbacks at the larger firms, there's been no shortage of multibillion dollar moves.

Robert Bull is the Chief Operations Officer of AdminaHealth LLC. AdminaHealth’s scalable self-funding platform enables employers to work with as many service providers as they want without increasing the administrative burden on their HR teams. For more information, contact Robert at r.bull@adminahealth.com, 203-973-7520 or visit www.adminahealth.com.

Assaf Harel is CTO of Karamba Security.

Kent Landvatter is president and CEO of FinWise Bank, also known as Utah Community Bank, based in Sandy, Utah.

In an effort to weather the assault from index funds, a Scottish firm cuts fees but bets that performance is still key to attract clients.