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The settlement is the third major regulatory payment the BD has incurred in the past year. A branch manager associated with the Jay Peak case has also left the firm.

Consider customer referrals, a strong media presence and philanthropy.

Consider customer referrals, a strong media presence and philanthropy.

Nastassja Tejada is head of sales for the Accountant Advisor Program at OnDeck.

Motif’s Hardip Walia discusses attitudes of investors and the inadequacies with contemporary environmental, social and corporate governance investing.

He cited an IMF report that suggests growth is impaired by slow business investment and an aging population with reduced demand for consumption.

Jeff Swearingen is co-founder and managing director of Edgemont Capital, an independent healthcare investment banking firm based in New York.

Futures closed at the highest in six weeks after Saudi Arabia was said to likely support prolonging output reductions.

They handle the trading, rebalancing and overall management of portfolios — freeing advisers to face their clients. But not everyone wins, as Michael Kitces writes.