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Here's how advisors can help their clients decide whether they want exposure to the commodity or to related equities in oil companies.
April 11 -
New CFPB rules may prompt more class-action suits against retail banks, aiding advisors and their clients.
April 11 -
Head of Wall Street trade group calls Labor Department's final fiduciary rule an "exceedingly prescriptive" regulation that will tie up compliance departments for months.
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Stephanie Ward, senior regional vice president for Corporate Synergies, is a 35-year employee benefits industry veteran. She provides executive management and hands-on involvement with teams who develop and execute annual and long-term strategies. Her focus is on driving value and controlling costs. She holds the designations of Registered Health Underwriter and Registered Employee Benefits Consultant.
April 11 -
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Imposing a new arbitration clause, without any input on the process, is deeply disconcerting, writes our columnist.
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Client should consider their life expectancy and get a cash-refund policy so their loved ones can inherit the money in case they die before the payouts start.
April 11 -
Ameriprise lost several arbitration cases in attempt to claw back more than $800,000 in stock awards the firm gave to two former employees.
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