The Latest

After around 14 years at the helm, Gorman will transition to executive chairman and his successor will be one of three internal candidates.

Yolanda D. McGill joined Zest AI in 2023 as its Vice President, Policy and Government Affairs, bringing her extensive experience at the intersection of advocacy, research, government, and the private sector to achieve common policy goals. Immediately prior to joining Zest AI, Yolanda was leading the regulatory initiatives on credit cards, payday and small dollar lending, marketplace lending, and UDAAP as a supervising attorney in the Consumer Financial Protection Bureau's Office of Regulations.

Two protesters from the Earth Quaker Action Team explain why they want Vanguard to take a stronger stance against climate change.

As the RIA market expands rapidly, Goldman Sachs Advisor Solutions is gaining ground with more RIAs seeking bespoke services for ultrahigh net worth clients.

Plus, Advyzon and TradePMR expand their partnership, Mediant celebrates its first release since acquisition and Orion's executive board gets a new chair.

More than a half dozen financial advisors say that parents should start conversations about higher education with their children in middle school.

FINRA argues that brokerage representatives should have the ability to keep information about private residences out of public databases.

Randy Johnston is the CEO and founder, EVP of NMGI and K2 Enterprises

Inflation and volatility have set off a national wave of procrastination, delaying everything from marriage to retirement.

David Dickson is vice president of Sage AI and a Sage Technical Fellow, leading artificial intelligence teams across product delivery, research and machine learning operations. As the technical leader of the AI division since its inception, he grew Sage AI from an initial idea to a world-class team of AI practitioners. Prior to being acquired by Sage, he led engineering and data science for Compass, an analytics startup based in San Francisco. He holds a software engineering and psychology degree from the University of Melbourne, graduating with honors.