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With proper entity-based planning and tax strategies, risks to HNW assets may be minimized — or avoided entirely.

Experts from Bank of America Private Bank and other wealth firms share top tips on how to help clients and advisors connect with heirs.

Employees at 11 firms, some ranking as high as senior executive, stood accused of using WhatsApp and similar services to conduct business in violation of recordkeeping rules.

Financial advisors say that as more seniors work later in life, they are having to adjust their retirement planning.

After identifying the tax avoidance strategy as a scheme targeting high-income filers, the agency and the Treasury Department issued a new rule proposal.

Pedro Martinez is the CIO & CISO of Zenus Bank.

Rick David currently manages DANLEX Solutions, a boutique C-suite consulting practice, specializing in working with professional services firms. He is a former audit partner with a Big Four firm and a former member of the Professional Ethics Executive Committee of the AICPA and the AICPA Council.

Kelly Rohrs, CPA, is the owner of Kelly Rohrs CPA. She is a member of the American Institute of CPAs, the New York State Society of CPAs, the National Conference of CPA Practitioners, Whoggga, and Boost Women's Networking Group. With over 10 years of experience in public accounting, she specializes in working with small to medium-sized businesses.

Under settlements with the SEC, Wells Fargo and BNP Paribas will pay millions of dollars in penalties for employees using unofficial communications like WhatsApp. In all 11 firms agreed to pay penalties, while the CFTC took separate actions.