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A 2018 law protects wealth managers who report scams against seniors — but it can only help them if they're aware of it.

Plus, F2 Strategy makes an acquisition, iCapital has a new alts marketplace and OneVest follows funding raise with a move south.

The ties of the industry to Kingdom Advisors and a network of conservative religious groups have alarmed some financial advisors and industry professionals.

Robert Flock is vice president in the American Bankers Association's Office of Strategic Engagement.

Ben Milne is the current founder and CEO of Brale, which helps institutions create and manage stablecoins. He previously founded and was the CEO of Dwolla, a payments startup.

Ciaran McMullan is the former president and CEO of Suncrest Bank, which sold to Citizens Business Bank in 2022 and currently advises banks and fintechs.

Former Goldman partner Adam Dell, 53, was accused of sending graphic footage of himself to a junior staffer in 2020.

Edmond Martin is the founder of Sage Investigations, located in Austin, Texas. He and his team of former IRS criminal investigators, CPAs and former FBI investigators have 50 years of combined experience in forensic accounting, financial investigations, litigation support and income tax defense.

For one expert, getting your piece of the $73 trillion wealth transfer pie will require a sound plan and a new attitude.

A top FINRA enforcement official warns that firms' internal compliance systems are not clued in to the often ambiguous meanings of the symbols now peppering many financial planners' communications.