The Latest

Advisors who seek a smooth transition should take a hard look at their data and tech stack before any succession planning begins, experts say.

Roughly 100 employees — mostly in management — are expected to move to the wealth management unit's new headquarters in booming South Florida.

A new Morningstar study suggests managed accounts can significantly boost retirement wealth, particularly for younger workers and those currently managing their own portfolios.

Arjun Arora leads Strategic Finance for Bloomberg's quantitative investment products business. Previously, he spent nearly a decade in senior leadership roles at Citi. 

Many owners of privately held businesses are planning to sell at least part of their interests in the firm in the next five to 10 years, a Raymond James study found.

Joe Lau is a co-founder and the president of Alchemy, a blockchain developer platform.

Billy Abrams is in Correspondent Business Development at AD Mortgage and is the CEO of IF Securities. Abrams has experience in commodity futures and options brokerage and trading, as well as in institutional fixed-income sales and trading. His product experience includes repo, treasury, agency, corporate, MBS and derivatives. Prior to joining AD Mortgage, for more than a decade, he worked exclusively with mortgage originators, helping them to hedge with TBAs.

The ballot initiative was proposed by a California union as a way to fund health care.

Summer Mersinger is the CEO of the Blockchain Association.

Kip Meadows is the founder and CEO of Nottingham, which provides consulting and administration for ETFs, mutual funds and exempt investment pools.