Recruiting and M&A deals are regularly roiling the wealth management industry.
This week, Wells Fargo, Rockefeller, LPL Financial, Osaic, Mercer Global Advisors and EP Wealth can all claim some wins. Read about them below.
Recruiting and M&A deals are regularly roiling the wealth management industry.
This week, Wells Fargo, Rockefeller, LPL Financial, Osaic, Mercer Global Advisors and EP Wealth can all claim some wins. Read about them below.
Industry experts say there's theoretically no reason why firms can't keep getting bigger through recruiting deals. But a lack of good M&A prospects could make growth harder for LPL and other independent broker-dealers.
Laura Sullivan stands accused of accessing confidential customer data and violating a nonsolicitation agreement by bringing along at least 15 client households.
A softening stance from the Trump administration could lead to a rise in the availability of cryptocurrency investments in 401(k)s. While some plan sponsors are considering crypto, they emphasize that investor demand will play a significant role in their decisions.
With concerns about compliance and client connections, some financial advisors find that double-checking AI can negate the time savings they're hoping for.
Wealth.com has built a client roster of more than 1,000 wealth management firms and several big-name backers. Now it's launching a yearly industry event.
A unique mutual fund type is gaining ground with advisors, according to the FPA's newest survey. Advisors say the data points to a broader trend of planners shifting away from investment management.