LPL Financial

Independent Financial’s haul includes a new affiliated RIA launched by five of the practices.

The firm has signed four big recruiting deals in the past three months.

The wirehouses have lost teams overseeing more than $12 billion in client assets over the past month, according to recent hiring announcements.

FINRA rejected the advisor's claims as the firm resolved two longstanding compliance issues.

Woodbury Financial has peeled off more than 80 advisors in the wake of LPL’s giant acquisition.

The Advisor Group BD has added 140 new advisors this year amid a tough recruiting fight.

Since investment programs are a small portion of an institution’s overall business, demonstrating the benefits to deposits and loans is instrumental in gaining support.

CEO Dan Arnold said the acquisition of NPH’s assets will serve as a model for the future.

The practice opted for USA Financial after Jackson National sold National Planning's assets.

The team marks at least the second to opt for a smaller IBD over the nation’s largest.

IHT Wealth Management now has $2.4 billion in client assets.

The move marks the latest in a frenzied period one recruiter describes as “a feast.”

See which firms took in the most revenue last year amid an industry-wide slump.

As RIAs and regulations reshape the industry, the concern is real, a new Cerulli report says.

BNY Mellon, DST Systems and State Street are among the firms recognized for their excellence and operational achievements.

The BD says it has recruited 83 new reps this year as part of Advisor Group’s overall haul of 295.

Oct. 2: Honorees in NICSA's NOVA Awards are recognized for their attention to cost reduction and implementation of smarter technology.

Recent criminal charges parallel another case brought by the SEC against the broker.

27 firms have signed on to the standard, but state regulators and industry groups are pushing for more.

Eaton Vance, Morgan Stanley and Putnam executives want to learn how new technology can be leveraged.