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With LPL Financial potentially exploring a sale of itself, we look back at some of the biggest deals over the last few years.
October 11 -
The country's largest IBD is said to be exploring strategic alternatives, which may include shopping itself around for buyers.
October 11 -
Founded by former wirehouse advisers, XML Financial is the seventh firm to join the IPO-bound RIA aggregator this year.
October 5 -
After being jilted by the nation’s largest IBD, the organization breaks new ground with membership additions.
October 4 -
See which independent broker-dealers are managing the biggest asset base for client accounts.
September 13 -
These independent broker-dealers generated the most revenue from commission-based accounts.
September 6 -
"Given all of the turmoil there, you need to have some consistency in leadership and [Roth] was it," one expert says.
September 1 -
Is Roth on his way out?
August 29 -
See which independent broker-dealer boasts a compliance staff of more than 500, and which top firms have fewer than 100.
August 29 -
The country's largest independent broker-dealer says compliance with the new fiduciary rule will offer competitive advantages.
August 23