On Wall Street September 2015

Advisors describe how both their clients and business benefit when retirement planning enters the decumulation stage.

Clients may want to consider the impacts of headline risk on securities before pulling out of municipal bond investments.

The changes may lead to more short-term trading, not less, says broker and tax expert Robert Gordon.

Analysis: The case of the one-time billion-dollar advisor who was barred from the industry gives cause for wealth managers to make sure they are within the bounds of the rules.

Focus Financial Partners' Chris Dupuy, a former Merrill Lynch executive, talks recruiting, breakaways and why he tells some advisors that independence isn't for them.