-
Risk management and regulatory reporting.
September 7 -
Artio Global Investment Funds last month decided to liquidate four equity funds.
September 7 -
Sudi Mariappa, the former bond head and Managing Director at PIMCO who worked closely with founder Bill Gross, will join GLG, the investment management division of London-based Man Group PLC to manage the firms renewed push into fixed-income hedge funds.
September 7 -
Columbus, Ohio-based Huntington Funds has launched the Huntington Income Generation Fund, a fund of funds that will primarily invest in three other Huntington funds.
September 7 -
Loomis Sayles is making a hasty name change to one of its funds after losing out on a federal lawsuit.
September 7 -
Crisis may be the new normal for investors, but it's also the stark reality of the communications landscape.
September 7 -
The Securities and Exchange Commission has settled an administrative proceeding against two Portland, Oregon-based investment advisory firms regarding their failure to disclose a revenue-sharing agreement and other potential conflicts of interest to clients.
September 6 -
Forward has expanded its institutional and intermediary sales forces with a slew of new hires.
September 6 -
RiverNorth Capital Management today filed a registration with the U.S. Securities and Exchange Commission for a new mutual fundthe RiverNorth/Oaktree High Income Fund.
September 6 -
The $5.5 billion Franklin Templeton Founding Funds Allocation last week got a Negative rating from research shop Morningstar.
September 6