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Plus, new deposit tools for J.P. Morgan Wealth Management clients, and Robinhood Retirement goes live.
January 13
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JPMorgan Securities asked a court to order one of its former employees to stop poaching its customers for his new employer, Morgan Stanley Smith Barney.
January 12
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The fintech startup is mining SEC, FINRA and other data to make information on financial advisors easier for consumers to digest.
January 12
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After ending 2022 with a $11 million capital raise, the two-year-old fintech is kicking off the new year by adding 30 years of wealth management experience to its ranks.
January 12
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FINRA warned brokers in its latest annual report about not being fully up to speed with the client-care rule.
January 11
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The new Orion Advisor Technology president is ready to innovate and change the game in 2023
January 11
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From professional musician to fintech CEO, Perullo's passion for creative problem solving has always propelled him forward.
January 11
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Additionally, one in three adults with long-term nest eggs pulled out money for daily living costs, a U.S. News & World Report survey found
January 10
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As the regional firm aims to serve more high net worth clients, it plans to hire 60 experienced advisors this year.
January 10
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Moisand thinks a panel for reviewing financial planners' professional standards could be in place by mid-2023 but that their work could take years to complete.
January 10
