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“If insurance and annuities had always been commission free, RIAs would be power users,” says David Lau, CEO of DPL Financial which is partnering with SS&C Advent.
October 13
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It comes as part of “an unprecedented series of extremely low” annual increases, according to an analyst with the nonpartisan Senior Citizens League.
October 13
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The group of fee-only practices and networks have 1,187 IARs who manage a combined $95.7 billion.
October 13
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Among those leaving is Tom Nally, president of TD Ameritrade’s RIA division. He’d been with the company for 26 years.
October 9
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The regulator would generate an additional $225 million per year from the fee increases.
October 9
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The CARES Act will play a critical role, according to Grant Thornton.
October 9
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Which changes will become permanent? Our latest RIA Leaders ranking points the way.
October 9
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The No. 1 IBD’s 2,500-advisor bank channel will add 285 more reps when two massive investment programs affiliate next year.
October 9
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The regulator found that the financial services company failed to take precautions in disposing of hardware that contained sensitive customer information.
October 8
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Insiders see a Democratic administration backing tightened investor protections as industry advocates look to tax legislation.
October 8
