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The advisors defected from rivals UBS and Merrill Lynch.

The extension also applies to Americans living abroad who would otherwise generally have had a filing deadline of June 15.

The board is “decisively moving away” from allowing advisors to self-disclose, CEO Kevin Keller says.

Instead of “disrupting” finance, Cerulli research suggests all-in-one financial hubs may be the way forward.

After logging 27 years at the firm, the advisor is starting his “next 25-year chapter” as an independent.

In both moves, fathers brought their children to work as colleagues.

LPL has reeled in about half of the reps changing their BDs so far this year, but the full RIA channel is also reaping big gains. Plus, other news in the indie space.

The rollover period has been extended to Aug. 31, allowing some clients to breath a sigh of relief.

Leveraging big data, machine learning and artificial intelligence will extend stock selection beyond its current capabilities, according to Procure Holdings President Bob Tull.

As the industry pushed to comply with the fiduciary rule, new issues emerged.