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The client relationship manager is now on a leave of absence, according to Merrill.
August 23
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Retired former CEO Mike Sherzan ran unsuccessfully for Congress in 2016, and he became chairman of the board prior to the deal.
August 23
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The Biltmore Capital fund was dissolved at an almost total loss, but not before Caleb Overton raised $2.2 million from 10 investors.
August 23
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State Treasurer John Chiang says that Wells Fargo is keeping patterns of abuse hidden from view by resolving customer disputes through private arbitration.
August 23
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The liquidations are part of an ongoing process to ensure its products meet their clients' evolving needs, the firm says.
August 23
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Many single baby boomers opt to stay put in retirement because they have no children who would advise them to move to an assisted living or continuous care community.
August 22
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The founding partners spent a combined 54 years with the No. 6 IBD before launching the fee-only firm.
August 22
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As some investors flee emerging markets, others see deals. Here’s what advisors should know.
August 22
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The former MetLife advisors had affiliated with three different IBDs over four years amid the increasing consolidation in the space.
August 22
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The advisors decided to join the firm following a meeting with Raymond James' leadership in St. Petersburg.
August 22
