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Citing mounting investor losses from unpaid arbitration awards, investor advocates see a role for Congress to force FINRA's hand.

Let’s face it, portfolio management will never be free.

Trump’s call for tariffs on steel and aluminum imports, and subsequent worries of a trade war, have recently taken a toll on emerging markets investments.

"We've been waiting for the finicky sellers and now they're here," says Echelon Partners CEO Dan Seivert.

The No. 9 IBD has emerged as one of the major players in a tough recruiting fight after the massive acquisition.

"Simply calling yourself a financial planner does not make you one," argues CFP Board CEO Kevin Keller.

RIAs are repeatedly told to adopt new technology to stay competitive. Carson says his business is an example for the industry to follow.

Amazon's branded checking account plans pose no immediate threat to wealth management. But advisors should pay attention to the people that the e-commerce giant wants to serve.

Many taxpayers can expect a lower tax bill under the new law and should consider adjusting their withholding to put the money to good use.

After both firms exited the Broker Protocol, their attempts to browbeat advisors have largely failed, one recruiter argues.