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The advisor was accused of stealing more than $1 million from his clients to pay for golf course fees, tanning salons and other personal expenses.

Actually, there’s a third answer, says planner Victoria Konrad.

One of the new hires cited the regional firm's financial planning expertise as a reason he made the move.

Don't let momentum for an asset class in either direction overtake logic.

Between taxes and penalties on early withdrawals, many clients will only be getting 65 cents for every dollar they take out.

For many, walking away from their firm is ‘like selling their baby.’

Chairman Jay Clayton and OCIE's director provided advisors with hints on the regulator’s methods.

Advisors must contend not only with the emotional and psychological issues facing their clients. They must also navigate complex family relationships, while juggling a slew of financial challenges that don't always have easy fixes.

More than half of retirees said they were not at all interested in longevity insurance, according to a recent survey. Surprised? Take a look at some of the other results.

If retirement is abstract to clients, ask specific questions to make it more real to them, such as: “Where will you be living? What does your house look like? What are you doing?"