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Advisers can turn that pessimistic outlook into better preparedness.

Help clients filter out the noise around potential changes to the system.

Advisers "have to adapt to a new America," says TD Ameritrade Institutional President Tom Nally.

With a close watch on the policies from incoming President-elect Donald Trump, industry leaders and analysts share their predictions for industry trends in 2017.

The lawsuit alleges that Muirfield President Geoffrey Stern exposed Highland to "public hatred, ridicule and disgrace."

Everyone wants online wealth tools, not just millennials.

Investors nearing retirement should make sure their portfolios are diversified and consider alternative assets, such as real estate, commodities and annuities.

The team accused the firm of preventing them from properly conducting business with their clients, a charge that a FINRA arbitration panel rejected.

Check out the list of the biggest falls from grace in 2016.

The regulator was looking into allegations that he structured transactions in his personal bank account to avoid federal reporting requirements.