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Firms like the Denver-based money manager that run actively managed strategies have been losing to competitors offering lower-cost mutual funds and ETFs.

There's a better way to craft a standard that would protect investors and preserve client choice.

The move echoes a larger effort by Wall Street to boost brokerage revenue as investors flee actively managed funds for cheaper products.

The brokerage industry’s watchdog would also want to play an active role in the design of a possible SEC fiduciary regulation, Robert Cook says.

Concerns about medical expenses are sky-high, but there are solutions.

The rep purportedly stole $8,700 from an account funded with donations, according to FINRA.

Clients can end up with $1 million in retirement by saving $298 every month and maintain an investment portfolio consisting of stocks, corporate bonds and municipal bonds.

If your investment time frame has been seriously long term, these are the funds that posted the best returns over the long haul.

The former Fidelity RIA head replaces a 30-year company veteran.

The new recruit joins the regional BD from Hilliard Lyons.