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Fidelitys David Canter takes a hard look at the most-important issues for independent RIAs in the coming year.
January 5
Fidelity Clearing & Custody Solutions -
Former chief executive Paul Purcell will stay on as chairman of Baird.
January 5 -
In order to gain the most referrals, it is no longer enough to just cultivate a niche.
January 5 -
The Iowa locally owned bank moved to Raymond James after a 20-year run with another broker-dealer.
January 5 -
The former rep allegedly stole more than $26,000 from four bank customers by making unauthorized ATM withdrawals from their accounts.
January 5 -
The funded status of the nations largest corporate defined benefit plans ended just as it did in 2014, due in large part to a rise in interest rates that were offset by a weak global stock market.
January 5 -
Scott Bessent, who oversaw George Soross $30 billion fortune for the last four years, will be managing $4.5 billion by the end of the first quarter, one of the largest hedge fund startups ever.
January 5 -
Weve had a number of negatives out there in the U.S., and China is a reminder that there arent many things to be bullish about going into this year, said Michael ORourke, chief market strategist at JonesTrading Institutional Services.
January 4 -
Stockholders lose out, bondholders to control company.
January 4
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In the midst of global turmoil, these funds have turned in the best performances over three years.
January 4
