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Advisors across the industry are tackling the headaches of making succession plans. Here's how, according to new data from Cerulli Associates.

Despite the flaws in 401(k) plans, clients can take steps to improve their situations; Plus, clients should beware the retirement splurge.

Like former New York Mayor Ed Koch, firms need to answer the question, ‘How’m I doing?’

RIAs do have a fighting chance against the major players — but only if they are willing to shift their focus. Here’s how.

A financial planner left the wirehouse for the independent channel at Wells Fargo.

Banks now account for 18% of all indexed annuities sold, up from 6% in 2011, according to LIMRA.

Some privacy advocates worry that the Cybersecurity Information Sharing Act could do the opposite of what policymakers intended and flush more of consumers' sensitive information out into the open.

Like former New York Mayor Ed Koch, firms need to answer the question, ‘How’m I doing?’

Long-time Canadian asset managers including IGM Financial’s Mackenzie Investments, AGF Management and CI Financial announced plans to offer ETFs in the past month.

The former advisor swindled 22 clients out of their funds, telling them that they were investing in tax liens when he was really using the money to pay his bills, authorities claim.