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The former wirehouse advisor declined to participate in the arbitration case filed against her by the firm.

Advisors are even better than travel agents at helping retirees attain their vacation dreams.

Advisors should urge clients to think long term before and after the Fed announcement on rates, says Allan Roth.

After years of enduring meager returns on low-risk investments, retirees can look forward to more money in their pockets after the Fed starts raising interest rates, though the benefits won’t flow swiftly. The Fed, which has drawn political ire for policies that critics say penalized savers, says it expects to only raise rates gradually.

The new recruits opened a new office for Raymond James & Associates, the firm said.

The Canadian-owned brokerage firm promoted a branch manager with 16 years of industry experience.

Once a source of agita mainly for commercial banks and credit card companies, hackers are now training their sights on investment firms, broker-dealers and hedge funds.

Panel envisions a recognizable credential that would help investors distinguish between financial professionals committed to clients' best interest and those pushing products.

Opinions are split on whether the Fed will raise rates this week. Just over half of the analysts surveyed by Bloomberg predict no change, while about 48% predict some level of increase.

The most anticipated ETF launch of the year will provide U.S. investors access to a basket of locally listed Saudi stocks.