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While many public corporations are focused on engaging the threat of activist shareholders, asset managers still wrestle with reaching the larger percentage of fund shareholders who may pay scant attention to the prospectuses, proxies and reports that cost firms thousands of dollars to produce.
July 28 -
Bond dealers are standardizing methods for analyzing fixed-income exchange-traded funds as they seek to boost trading.
July 28 -
Two former employee advisors with $240M in AUM join independent firm.
July 28 -
The algorithms, which can speed up financial processes by making millions of calculations faster than any human ever could, are not infallible.
July 28
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The changes we announced today makes the [robo] cost issue go away, LPL Chairman and CEO Mark Casady tells Financial Planning.
July 27
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The role of bonds is to provide stability to a portfolio. But this only works when clients understand the true purpose behind their fixed income investments.
July 27
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The firm pursued the advisor for a bonus clawback while the advisor in turn sought damages for alleged discrimination and breach of good faith.
July 27 -
A recruit from the banking channel at Wells Fargo moves to the regional's independent broker-dealer.
July 27 - PH
Bank wealth management businesses hauled in $36.35 billion in first-quarter revenue, the most they've ever generated in any first-quarter period since 2007. Here are the top 12 banks whose programs saw the sharpest growth.
July 27 -
Comparing its authority to that of sororities, country clubs and other trade organizations, the CFP Board convinced a federal judge to throw out planners' fee only lawsuit.
July 27
