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The move represents HighTower's eighth transition this year and its 14th office on the West Coast.

Regulators have cracked down on LPL advisors in Massachusetts for using terms like "Retirement Specialist" and "Retirement Income Planning Specialist" -- while its planners use them elsewhere.

Two UBS advisors left the Swiss-owned wirehouse to rejoin Merrill Lynch.

In separate lists, these are the five biggest international funds as well as the best performing funds over the past year.

In separate lists, these are the five biggest international funds as well as the best performing funds over the past year.

How policy makers should address the growing state-run pension shortfall; plus, why the last check your client writes should bounce before they die and tips for clients to retire early without giving up what they love.

How planners can best advise clients wanting – or having – to work longer.

The bank's wealth management and securities business earned $68 million in second-quarter profit, up 9.7% year-over-year.

BlackRock, the world’s largest money manager, said second-quarter profit rose 1.4% as it attracted money into higher-fee products including active funds and exchange-traded funds.

Head of industry group lobbying against the Labor Department's proposal is hopeful that the final regulation will address compliance objections and expand permissible transactions.