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The financial powerhouse announced it has acquired the business of Capital Planning Advisory Group, a small Yardley, Pa.-based RIA. The team will bring $120 million in client assets.
July 29 -
The industry talks a lot about transparency, but issues get tricky when youre working with families, money and personal relationships.
July 29 -
The new "SendMyDocs" app helps clients who live far from their bank or credit union as well as the advisors trying to serve them.
July 29 -
Tucked into UBS's second-quarter earnings presentation is a table that acts as kind of a map of where in the world new wealth is being created.
July 29
MBS Accounting Technology & Advisory -
UBS Wealth Management Americas reported record revenues of $1.89 billion, but profits slipped 3% year-over-year, due in part to higher compensation expenses.
July 29 - Money Management Executive
In the backdrop of increased competition and evolving technology, asset management companies are stepping up their shareholder communication efforts.
July 29 -
After leaving LPL for NFP, Washington Wealth brings its breakaway advisor total to seven for the year thus far.
July 29 -
UBS AG said the U.S. Securities and Exchange Commission has been investigating its dark pool since early 2012, the first time the Swiss bank has acknowledged the probe now in its third year.
July 29 -
Will GAO take into account the impact of the legislative and regulatory changes that have occurred since the passage of the Dodd-Frank Act?
July 29 -
Regulation is the biggest driver of change for mutual funds and money market funds, according to a new EY survey, and it may have consequences beyond higher costs. Heightened regulatory demands anticipated to fall on managers and their products means increased costs of doing business. For financial advisors, this may mean higher costs of products for their clients or, if costs become too high, potentially avoiding such products in favor of more passive investment methods.
July 29
