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Daugs fraudulently misused client assets "to make loans to himself to buy a luxury vacation home and refinance a rare vintage automobile," according to the SEC.
July 17 -
The push to expand banking services at the country's post offices continues to gain momentum, though numerous questions remain about the design and scope of such an effort.
July 17 - PH
Morgan Stanley Wealth Management's profits climbed 11% in the second quarter, rising to $471 million from $426 million a year ago. Client assets topped $2 trillion for the first time.
July 17 -
A community group opposes Banc of California's plans to buy 20 branches, saying management isn't being open about plans to serve low-income and minority customers. The bank says its all a misunderstanding. Still, the issue shows why banks must foster good relations with powerful advocacy groups.
July 17 -
With stocks soaring, some advisors are turning to alternatives as a way to trim downside risk while maintaining market participation.
July 17
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Fink Says Federal Regulatory Process Needs More Transparency
July 17 -
Bank of America hasn't budged from an offer to pay about $13 billion to settle federal and state probes of mortgage-backed bond sales, increasing the likelihood that prosecutors will sue the bank, according to two people with knowledge of the matter.
July 17 -
With stocks soaring, some advisors are turning to alternatives as a way to trim downside risk while maintaining market participation.
July 17
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Assets under management at UBS rose to $1.97 trillion, cementing its No. 1 spot in the ranking by Scorpio Partnership, a London-based consultancy.
July 17 -
Figuring out your real cost of living; Investing like Warren Buffett; Why clients ignore most of your advice
July 17
