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New York Attorney General Eric Schneiderman said the probe that led to his settlement with BlackRock Inc. over analyst surveys is looking at brokerage firms and individuals who provided nonpublic information that could have been used to trade.
January 10 -
Big banks don't have many loud cheerleaders these days, but they might not need many more than Dick Bove.
January 10 -
Citigroup Inc., the third-largest U.S. lender, said Deepak Sharma will retire as chairman of its private bank after 38 years with the firm.
January 10 -
Payrolls in December increased at the slowest pace since January 2011, indicating a pause in the recent strength of the U.S. labor market that may have reflected the effects of bad weather.
January 10 -
As consumers manage more of their lives on their mobile devices and PCs, banks, slowly but surely, are updating their websites to make banking fit in with a digital lifestyle. In one new trend, they're letting customers schedule in-branch appointments online and through a mobile device, a la Apple, Staples and Best Buy.
January 10 -
U.S. stocks fluctuated as investors scrutinized data showing a slowdown in jobs growth for clues on the pace of Federal Reserve stimulus cuts.
January 10 -
Raymond James' Global Private Client Group CEO Chet Helck is retiring after a 25-year career with the firm.
January 10 -
Municipal bond mutual funds recorded their lightest outflows since May 22when they last registered inflows. But money still flowed from funds for a 33rd straight week, Lipper FMI numbers showed.
January 10 -
Contrary to popular belief, there are some tech stocks that offer dividends for a client portfolio. Here are a few ways to find them.
January 9 -
FINRA alleges that the firms' advisors sold two types of highly risky ETFs that even they didn't understand.
January 9
