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Senior executives with leadership experience and strong sales skills in high demand as current advisors look to retire.

Failures, mergers and charter consolidations have all played a role in the latest decline, but what's really driving down the numbers is the lack of de novos.

Morgan Stanley Chief Executive Officer James Gorman said there’s almost no chance of another financial crisis like the one that endangered his firm five years ago.

Larry Roth, former president and chief executive officer of Advisor Group, one of the country’s largest networks of independent broker-dealers, is joining Realty Capital Securities, a major broker-dealer and wholesaler of real estate investment trusts, as chief executive officer.

The country’s 20th-largest independent broker has a new name and a new pitch to independent advisors.

Investcorp's U.S.-based Hedge Fund business announced that Elena Ranguelova has come on board as Head of Credit and Equity Strategies.

FINRA is scaling back on "supersized" fines.

Financial planners can get their clients thinking seriously about their retirement by having them incorporate activities and budget-savvy thinking into their current lives.

Raymond James picked up a $500 Million team from Morgan Stanley and a Jefferies advisor with $100 million in assets.

No one likes being rejected by a prospective client, but it's hardly uncommon. Here are three things to keep in mind when it happens.