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At the recent FINRA conference, SEC Commissioner Elisse Walter endorsed advisor "gold standard."
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New draft proposal is part of a House movement to reign in the legislation.
July 1 -
Investors yearning for income and fearing rising interest rates are clamoring for loan funds.
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Wes Long, executive vice president and head of the private client services group at Wedbush Securities discusses his 23 years in the securities business.
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A run-down of the stories in this issue, including a discussion of 529 college savings plans and whether they are being used for the wrong reasons.
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The tax-advantaged plan was supposed to help average Americans save for their children's college education. Today, advisors are increasingly recommending them as an estate planning tool for the wealthy.
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At the New York gathering, female planners shared their smartest ideas for a successful practice.
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Readings show a modest lift in client optimism but a drop in retirement activity.
July 1 -
The FPA's president says advisors of all ages should be thinking about the next chapter of their careers.
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