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John Hancock has implemented new breakpoints for three mutual funds, effective June 1.
June 5 -
Stifel nabbed two UBS advisors and opened a new office in Tampa, Fla.
June 5 -
Total estimated inflows to long-term mutual funds were $1.48 billion for the week ended Wednesday, May 29, according to the Investment Company Institute.
June 5 -
Shannon Kennedy, a 26-year veteran of Northern Trust, was appointed to a new post as regional president for Orange and San Diego counties in Southern California.
June 5 -
UBS Wealth Management Americas has picked up a financial advisor from regional wealth management firm Hilliard Lyons with $475 million in assets under management.
June 5 -
A broad coalition of advocacy groups is calling for the SEC to press ahead with an expansion of a fiduciary standard to hold broker-dealers to identical standards of care for retail client that are already imposed on investment advisors.
June 5 -
Are you a wirehouse advisor with at least $93 million in assets under management? Then you are the kind of advisor asset management distributors most want to reach.
June 5 -
Wall Street has contributed less than 2% of New York Citys job growth since the recession ended as cost-cutting efforts have led banks to replace fewer positions than other businesses.
June 5 -
Advisors must adapt their thinking and shed their stereotypes about today's "modern family" if they want to attract more high-net-worth clients.
June 5 -
Exchange-traded funds gathered record net inflows of $107 billion through the end of May 2013, which is 31% higher than the $82 billion in net flows at this time in 2012, according to data from ETGI.
June 5
