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A managing director of Charles Schwab Investment Management said the money market mutual fund industry has ‘nothing to hide’ about the value of its assets. Floating the stated value of each share of a fund, however, would result in “a lot of imposed inconvenience.’’

Through less promotional posts, advisors may be able to avoid the red tape.

Wealth is shifting to new demographic groups, requiring advisors to re-evaluate their approach to client engagement. Here, we explore the key business factors driving the urgency behind advisors’ need to focus on women.

Two-thirds of active U.S. equity assets are managed by defined contribution investment only managers, says a new joint report from FUSE Research Network and BrightScope.

Company A last year pumped up its revenues by 44.6%-from a base of $108.2 billion.

The Certified Financial Planner Board of Standards, Inc. has added two newly created positions.

The Two Roads Shared Trust is prepping a managed futures offering to launch within the next few months.

Federal regulators would “like to codify exemptive relief” from provisions of the Investment Company Act of 1940, so they can focus on more innovative fund applications.

Putnam Investments expects investors to continue prioritizing risk mitigation and income generation in the current investing environment.

PALM DESERT, Calif – Is the Financial Stability Oversight Council out to undermine the Securities and Exchange Commission’s “role, independence, and democratic process”?