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How important is naming, branding, promoting and marketing? For some independent advisors who came to independence from larger employee advisor models, you may not have thought as much about your brand in the past. As an independent firm in a growing and increasingly competitive landscape, its important to recognize that you are building a brand as much as a business.
January 8
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Securities America has completed its second broker-dealer transition in the past 30 days and added 30 advisors in Washington, Iowa.
January 8 -
Happy times for global exchange traded products has spelled happy times for BlackRock.
January 8 -
In the shadow of the fiscal cliff agreement, the likelihood of comprehensive tax reform that would seriously damage municipal bonds this year has slightly diminished, according to a research firm and other market participants.
January 8 -
Shelter Insurance joins the growing list of insurance companies to unwind its bank after it faced having more than $1 million in annual costs tied to Dodd-Frank.
January 8 -
A former Morgan Stanley complex manager who felt he was forced to resign is set to receive $1 million in compensatory damages from the firm, according to a new ruling from an arbitration panel.
January 7 -
The agency has asked firms to comment on a proposed rule and some potentially divisive modifications.
January 7 -
Happy times for global exchange traded products has spelled happy times for BlackRock, Inc.
January 7 -
Almost half of the 1,127 investors polled said it is a good time to invest in equities, with one in five seeing blue-chip stocks as having the most potential.
January 7 -
ING, which agreed to an extension of its restructuring terms with the European Commission, is looking to reduce its costs even further this year.
January 7
