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Exchange-traded funds saw inflows of $15.6 billion in November to bring year-to-date inflows to $154.0 billion, putting them on track to match or exceed 2008’s record-setting inflows, according to data from Morningstar.

Financial advisors and investors now see value of investing in managed futures, particularly in times of market stress.

The money a household has to deposit into a bank account would decrease by an average of almost 55% if U.S. tax cuts are allowed to expire, an analysis from Market Rates Insight found.

The husband-wife team of Joe and Penny DiRago have been hired by Wells Fargo in San Antonio.

Sales were primarily driven by indexed universal life, which rose 39% for the quarter and 32% year to date.

Financial advisors and investors now see value of investing in managed futures, particularly in times of market stress.

Looks like eight Tennessee-based mutual fund directors bent the rules too far.

The Securities and Exchange Commission has initiated cease-and-desist proceedings against the former board members of five registered investment firms, alleging that they failed to maintain appropriate fair-market valuations of debt securities that comprised a substantial portion of the companies' portfolio.

Starting Dec. 31, U.K. advisors will be required to make changes in their practice based on new regulations. These rules, which deal with the advice given and the way advisors charge, have not been implemented in the U.S. yet, but leading advisors should consider applying the changes to their own businesses.

Exchange-traded funds saw inflows of $15.6 billion in November bring year-to-date inflows to $154.0 billion, putting them on track to match or exceed 2008’s record-setting inflows of $168.3 billion, according to data from Morningstar.