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Great Falls, M.T.-based Davidson Investment Advisors has launched its second mutual fund, dubbed the Davidson Small/Mid Equity Fund, to complement its maiden offering, the Davidson Multi-Cap Equity Fund.
July 10 -
Richard Ward ends a three decade-plus run at Merrill Lynch to join Stifel Nicolaus.
July 10 -
In an effort to enhance the technology it offers for personal financial advice delivered to the mass market, NestWise LLC, a unit of LPL Financial, will buy Veritat Advisors.
July 10 -
MFS Investment Management has unveiled a new branding campaign to emphasize its international initiatives to its increasingly diverse client base.
July 10 -
AdvisorShares is teaming up to with Your Source Financial, a Phoenix, AZ-based investment advisor, to launch the Global Alpha & Beta ETF (RRGR) on July 11. Roger Nusbaum, chief investment officer of Your Source Financial, will serve as the portfolio manager of RRGR.
July 10 -
In a recent poll of wealthy individuals, men were thought to feel more stress if their wives were the primary financial decision-maker than women whose husbands were the financial decision-maker.
July 10 -
A tightening of municipal bond yields in various pockets of the secondary market highlighted an otherwise quiet trading session Monday.
July 10 -
The 12-month global economic outlook of top executives around the world darkened in the second quarter, according to the CGMA Global Economic Index released today.
July 10 -
FINRA Rule 2090 will impose a new requirement on many firms, that of knowing your customer. Firms that have not previously been subject to a Know-Your-Customer requirement are determining what facts it deems essential in connection with servicing an account.
July 10
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The industry veteran will be chief counsel and chief compliance and ethics officer in the in the Office of Compliance Inspections and Examinations.
July 10
