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Northern Trust has named Marie Dzanis senior vice president and head of exchange-traded fund sales and servicing, in charge of the firm's FlexShares exchange-traded funds unit.
October 3 - Money Management Executive
T. Rowe Price, TIAA-CREF, MFS and John Hancock Mutual Funds have won top honors in this year's 9th Annual Fund Operations Awards, this year renamed the NOVAs-as in innovation.
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Independent investment and wealth management firm Carson Wealth Management has hired Kevin Zemann as its director of compliance.
October 3 -
Mutual funds may have wielded the ax heavily on the people and technology to drive costs down, since the credit crisis erupted three years ago.
October 3 -
The Securities and Exchange Commission is warning broker-dealers it will scrutinize the procedures they use to ensure they don't run afoul of the new market access rule when dealing in subaccounts used by disreputable day traders.
October 3 -
MassMutual Retirement Services 2011 campaign to prompt 401(k) participants to save more has succeeded in boosting deferral rates by 4.34%. It also was aimed at getting those who were not saving into the game, and helping those with portfolios to revisit their allocations.
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In a new report, Volatility Responsive Asset Allocation, Russell Investments recommends that institutional investors use a dynamic asset allocation policy that varies as market volatility changes.
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Vanguard is changing the investment process for its four LifeStrategy series from a mix of active and passive management to an all-index approach.
October 3 -
401K GPS has launched it personalized 401(k) monitoring service, to ensure participants strategies fit their risk profile. While the service monitors portfolios on a daily basis, it issues quarterly recommendations on how investors should reallocate their holdings, based on retirement goals and market expectations. Should volatility in the markets become pronounced, 401K GPS will issue intra-quarterly alerts.
October 3 -
RBC Wealth Management this week launched a global advertising campaign titled Theres Wealth in Our Approach that it will be committed to for the next several years.
October 3
