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The wirehouse wealth head told SIFMA conference attendees to simplify clients’ lives, keep them on track and watch their backs; advisors say the pandemic and world events have brought a changed culture.
April 8
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April and Column Tax are among the startups capitalizing on the idea that taxes are part of a person’s financial life and banks are most suited to help with tax preparation and filing.
April 8
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Fieldpoint Private will offer private banking services to Summit Financial’s advisors, but it will give up its plan to fold into the Merchant-backed firm.
April 8
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The Treasury Secretary makes the first speech after Biden’s executive order on digital assets.
April 7
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UBS brokers rack up expungements of Puerto Rico complaints
April 7
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Sources say high-profile departures and a changing corporate culture challenge the fintech giant as it decides between two acquisition partners.
April 7
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RIAs are putting clients on the sidelines as they expect global equities to slump into a bear market.
April 7
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The highest consumer prices in 40 years have prompted advisors to seek out safe harbors for their clients.
April 6
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Denise Badgerow won her long legal fight, while a Pennsylvania RIA and the Massachusetts securities regulator are currently weighing their options after decisions.
April 6
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A recent study has found that 96% had still not filed their taxes as of the end of March, with confusion over how to do so being the primary reason.
April 6
