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The time-saving investment management tool also requires a look under the hood to examine the funds inside the portfolios, financial advisors say.

Clients with a dispute against their advisor are often compelled to pay upfront for arbitration, which is unfair, write attorneys Christine Lazaro and Michael Edmiston.

A 53-year veteran broker who filed a complaint as a client after airline stock values plummeted has received a $595,000 settlement.

The trend shows no sign of slowing down in 2022, but not everyone is convinced the products are good for clients.

"Despite high valuations and markets being up over 100% since March 2020, we believe markets have more room to run," writes Candice Tse of Goldman Sachs.

Keith Todd Ashley has been arrested, jailed and indicted multiple times in connection to murder, fraud and a fabricated suicide.

The regulator has charged about 100 other wealth managers with failing to explain 12b-1 fees tied to their mutual fund recommendations.

When companies allow employees to own stock in their retirement plans, real tax benefits can ensue. But there’s much to factor in.

In her new role, Rothschild will oversee product development and help scale the wealthtech’s new business lines.

The organization overseeing the most prominent planning certification answers critics who say it’s falling short of its mission.