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Multiple rate hikes by the Fed last year contributed to less-than-stellar results.
February 6 -
He’s the latest broker to leave a wirehouse for a regional BD.
February 6 -
The firm cut its headcount by 22% while boosting productivity by 48% in 2018, and it plans to roll out a new desktop platform for its 1,060 representatives.
February 6 -
It’s been death by a thousand cuts as a steady stream of top talent strikes out on their own.
February 6
Mark Elzweig Co. -
The firm has been on a recruiting tear, with a particular emphasis on wirehouses.
February 6 -
Data reported by the Investment Company Institute.
February 6 -
The proposal from CBOE Global Markets, if passed, would have been the industry’s first-of-its-kind.
February 6 -
Seniors are more likely to opt for the standard deduction, which increased under the new tax law, but those who want to maximize their deductions have several considerations.
February 5 -
The past year brought major changes to the IBD network, including the sale of its majority stake and a structural reorganization.
February 5 -
The hybrid digital firm has now raised over $255 million and aims to further expansion plans and add more advisor hires, according to CEO Jay Shah.
February 5













